Neoadjuvant and Adjuvant Pembrolizumab in Locally Advanced Head and Neck Cancer

Author(s): Ravindra Uppaluri, M.D., Ph.D.1; Robert I. Haddad, M.D.1; Yungan Tao, M.D., Ph.D.2; Christophe Le Tourneau, M.D., Ph.D.3; Nancy Y. Lee, M.D.4; William Westra, M.D.5; Rebecca Chernock, M.D.6; Makoto Tahara, M.D., Ph.D.7; Kevin J. Harrington, M.B., B.S., Ph.D.8; Arkadiy L. Klochikhin, M.D.9; Irene Braña, M.D., Ph.D.10; Gustavo Vasconcelos Alves, M.D.11; Brett G. M. Hughes, M.D.12; Marc Oliva, M.D., Ph.D.13; Iane Pinto Figueiredo Lima, M.D.14; Tsutomu Ueda, M.D., Ph.D.15; Tomasz Rutkowski, M.D., Ph.D.16; Ursula Schroeder, M.D.17; Paul-Stefan Mauz, M.D.18; Thorsten Fuereder, M.D.19; Simon Laban, M.D.20; Nobuhiko Oridate, M.D., Ph.D.21; Aron Popovtzer, M.D.22; Nicolas Mach, M.D.23; Yevhen Korobko, M.D., Ph.D.24; Diogo Alpuim Costa, M.D.25; Anupama Hooda-Nehra, M.D.26; Cristina P. Rodriguez, M.D.27; R. Bryan Bell, M.D.28; Cole Manschot, Ph.D.29; Kimberly Benjamin, M.D.29; Burak Gumuscu, M.D., Ph.D.29; Douglas Adkins, M.D.30
Source: N Engl J Med 2025;393:37-50

Dr. Anjan Patel's Thoughts

The KEYNOTE-689 trial evaluated perioperative pembrolizumab + SOC (surgery + adjuvant RT ± cisplatin) in resectable, locally advanced head and neck squamous-cell carcinoma (HNSCC) that is at least 1% PDL1 positive. The addition of pembrolizumab significantly improved 3-year event-free survival (EFS) in all PD-L1 subgroups: CPS≥10 (59.8% vs 45.9%), CPS≥1 (58.2% vs 44.9%), and the total population (57.6% vs 46.4%). Three-year overall survival (OS) also favored pembrolizumab: CPS≥10 (68.2% vs 59.2%), CPS≥1 (69.0% vs 60.2%), and total (68.4% vs 61.1%), though OS was not formally tested at this interim. Toxicities were as expected. Bottom line: perioperative pembro is now a part of the treatment paradigm for locally advanced HNCSCC with PDL1 expression.

BACKGROUND

The benefit of the addition of perioperative pembrolizumab to standard care with surgery and adjuvant therapy for patients with locally advanced head and neck squamous-cell carcinoma (HNSCC) is unclear.

METHODS

In this phase 3, open-label trial, we randomly assigned participants with locally advanced HNSCC in a 1:1 ratio to receive 2 cycles of neoadjuvant pembrolizumab and 15 cycles of adjuvant pembrolizumab (both at a dose of 200 mg every 3 weeks) in addition to standard care (pembrolizumab group) or standard care alone (control group). Standard care was surgery and adjuvant radiotherapy with or without concomitant cisplatin. The primary end point was event-free survival, sequentially assessed in participants whose tumors expressed programmed death ligand 1 (PD-L1) with a combined positive score (CPS) of 10 or more (CPS-10 population), participants whose tumors expressed PD-L1 with a CPS of 1 or more (CPS-1 population), and all the participants. A higher CPS indicates a higher proportion of cells that express PD-L1. Research Summary Pembrolizumab in Locally Advanced Head and Neck Cancer

RESULTS

A total of 363 participants (234 with a CPS of ≥10 and 347 with a CPS of ≥1) were assigned to the pembrolizumab group and 351 (231 with a CPS of ≥10 and 335 with a CPS of ≥1) to the control group. Surgery was completed in approximately 88% of the participants in each group. At the first interim analysis, the median follow-up was 38.3 months. Event-free survival at 36 months was 59.8% in the pembrolizumab group and 45.9% in the control group (hazard ratio for progression, recurrence, or death, 0.66; 95% confidence interval [CI], 0.49 to 0.88; two-sided P=0.004) in the CPS-10 population; 58.2% and 44.9%, respectively (hazard ratio, 0.70; 95% CI, 0.55 to 0.89; two-sided P=0.003), in the CPS-1 population; and 57.6% and 46.4%, respectively (hazard ratio, 0.73; 95% CI, 0.58 to 0.92; two-sided P=0.008), in the total population. Grade 3 or higher treatment-related adverse events occurred in 44.6% of the participants in the pembrolizumab group and in 42.9% of those in the control group, including death in 1.1% and 0.3%, respectively. Potentially immune-mediated adverse events of grade 3 or higher occurred in 10.0% of the participants in the pembrolizumab group.

CONCLUSIONS

The addition of neoadjuvant and adjuvant pembrolizumab to standard care significantly improved event-free survival among participants with locally advanced HNSCC. Neoadjuvant pembrolizumab did not affect the likelihood of surgical completion. No new safety signals were identified. (Funded by Merck Sharp and Dohme, a subsidiary of Merck [Rahway, NJ]; KEYNOTE-689 ClinicalTrials.gov number, NCT03765918.)

Author Affiliations

1Brigham and Women’s Hospital, Harvard Medical School, Boston; 2Institut Gustave Roussy, Villejuif, France; 3Institut Curie, Paris; 4Memorial Sloan Kettering Cancer Center, New York; 5Icahn School of Medicine at Mount Sinai Hospital, New York; 6Washington University School of Medicine, St. Louis; 7National Cancer Center Hospital East, Kashiwa, Japan; 8Institute of Cancer Research, Royal Marsden Hospital, London; 9State Budgetary Institution of Healthcare, Yaroslavl Oncological Hospital, Yaroslavl, Russia; 10Vall d’Hebron Institute of Oncology, Vall d’Hebron University Hospital, Barcelona; 11Centro Integrado de Pesquisa em Oncologia, Hospital Nossa Senhora de Conceição, Porto Alegre, Brazil; 12Royal Brisbane and Women’s Hospital, University of Queensland, Brisbane, Australia; 13Institut Català d’Oncologia L’Hospitalet, Institut d’Investigació Biomèdica de Bellvitge, Barcelona; 14Centro Regional Integrado de Oncologia, Fortaleza, Brazil; 15Hiroshima University Hospital, Hiroshima, Japan; 16Maria Sklodowska-Curie National Research Institute of Oncology Gliwice Branch, Gliwice, Poland; 17Department of Otorhinolaryngology, University of Lübeck, Lübeck, Germany; 18Department of Otolaryngology, Head and Neck Surgery, University Hospital Tübingen, Tübingen, Germany; 19Department of Medicine I, Division of Oncology, Medical University of Vienna, Vienna; 20Department of Otorhinolaryngology and Head and Neck Surgery, Ulm University Medical Center and Comprehensive Cancer Center Ulm, Ulm, Germany; 21Yokohama City University School of Medicine, Yokohama, Japan; 22Hadassah Medical Center, Jerusalem; 23Geneva University Hospital, University of Geneva, Geneva; 24National Cancer Institute, Kyiv, Ukraine; 25Hospital CUF Descobertas, Lisbon, Portugal; 26Rutgers Cancer Institute, Newark, NJ; 27Fred Hutchinson Cancer Center, University of Washington, Seattle; 28Providence Cancer Institute, Earle A. Chiles Research Institute, Portland, OR; 29Merck, Rahway, NJ; 30Robert Ebert and Greg Stubblefield Head and Neck Tumor Center at Washington University School of Medicine, Alvin J. Siteman Cancer Center, and Barnes–Jewish Hospital, St. Louis

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